Exchange Notice

  • INE
  • DCE
  • ZCE
  • SHFE
  • CFFEX

China's Regulatory Framework

Regulatory Organizations

  • China Securities Regulatory Commission(CSRC)

    performs unified supervision and administation of the national securities and futures markets in accordance with laws,regulations and the authorization of the State Council of PRC.

  • Securities Regulatory Bureaus

    the subsidiaries of CSRC by provincial location,are directly governed by CSRC aiming in assisting CSRC in regulating China Futures Market in unified and centralized manner.

  • China Futures Association(CFA)

    a national non-profit self-disciplinary organization of China futures industry,under the premise of centralized and unified supervision and management of the futures industry,implements futures industry self-discipline management.

  • China Futures Market Monitoring Center(CFMMC)

    a non-profit organization established by the state council and China securities regulatory commission.Its main functions are monitoring futures margin security and market operation,providing investor trading/settlement info lookup,governing futures investor protection fund,and integrating futures investors account opening,ect.

Regulatory Structure

5 Organizations in 1 Unit

01

Futures Exchange

  • Providing venues and facilities for centralized trading of futures;
  • Supervising futures trading and implementing self-regulatory management
02

China Securities Regulatory
Commission(CSRC)

  • leading;
  • Coordinating;
  • Supervising
03

Securities Regulatory Bureau

  • Subsidiaries of CSRC;
  • Assisting CSRC in regulating China
  • Futures Market in unified and centralized manner
04

China Futures Association(CFA)

  • Promoting and developing China futures industry self-discipline management;
  • Certifying and registering Futures professionals;
  • Market education
05

China Futures Market Monitoring
Center(CFMMC)

  • Integrated futures investors accounts opening platform;
  • monitoring futures margin security;
  • Investor Trading/settlement info lookup;
  • Governing futures investor protection fund

Exchange Rules

INE DCE ZCE SHFE CFFEX
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